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Awards & Recognitions

  • Champions Circle and Million Dollar Club, 2015, 2016- SagePoint Financial, Inc.
  • Leaders Council Member, 2011, 2013, 2014- SagePoint Financial, Inc.
  • Champions Circle, 2012- SagePoint Financial, Inc
  • Champions Circle and Million Dollar Club, 2011- SagePoint Financial Inc.
  • Champions Circle, 2009, 2010- SagePoint Financial, Inc.
  • Top Producer, 2003, 2004, 2005, 2008- American General Securities, Inc.


Press Releases

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Local Financial Advisor Stephen Ng Inducted to Sagepoint Financial's Million Dollar Club and Champions Circle (2015)

  • San Antonio, Texas, September 28, 2015 — Local financial advisor Stephen Ng, President and Founder of Stephen Ng Financial Group, was recently named to SagePoint Financial’s Million Dollar Club – for advisors that generate at least $1 Million in revenue, and Champions Circle – for the firm’s top 25 advisors. The awards are presented only to the firm’s most elite financial advisors.

    “We are delighted to present Stephen with these recognitions,” said Jeff Auld, President and CEO of SagePoint Financial. “Stephen is a very talented advisor and his success speaks volumes about his work, his success and his experience in the financial services industry.”

    “I’ve been focused on helping pre-retirees and retirees preserve their assets and standard of living for more than 20 years,” said Ng. “I’m very passionate about my practice and my clients and feel fortunate to be a part of SagePoint Financial’s Million Dollar Club and Champions Circle.”

    Ng founded his firm after realizing the need for an organized, comprehensive approach to helping individuals attain their financial goals. For the last 23 years he successfully assisted clients prepare for successful financial futures. He is a Chartered Life Underwriter, Chartered Financial Consultant and a Certified Estate Planner. Ng is also an Investment Advisor Representative with SagePoint Financial, Inc.

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    SagePoint Financial, Inc., member FINRA/SIPC, is one of the nation’s largest broker-dealers with over $25 billion in total account assets and nearly 1,800 affiliated independent financial advisors. Headquartered in Phoenix, SagePoint supports fee-based financial advisors with one of the most robust technology platforms and largest advisory services teams in the industry. For more information, visit http://www.SagePointFinancial.com. Stephen Ng Financial Group is not affiliated with SagePoint Financial, Inc.

    These awards are based upon sales generated by the recipient and is not based upon performance or returns experienced by any client or opinions of the advisor’s clients or former clients. Recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results.

Local Financial Advisor Stephen Ng Inducted to Sagepoint Financial's Million Dollar Club and Champions Circle (2011)

  • Short Hills, New Jersey, August 1, 2011 — Local financial advisor Stephen Ng, President and Founder of Stephen Ng Financial Group, was recently named to SagePoint Financial’s Million Dollar Club – for advisors that generate at least $1 Million in revenue, and Champions Circle – for the firm’s top 25 advisors. The awards are presented only to the firm’s most elite financial advisors.

    “We are delighted to present Stephen with these recognitions,” said Jeff Auld, President and CEO of SagePoint Financial. “Stephen is a very talented advisor and his success speaks volumes about his work, his success and his experience in the financial services industry.”

    “I’ve been focused on helping pre-retirees and retirees preserve their assets and standard of living for almost 20 years,” said Ng. “I’m very passionate about my practice and my clients and feel fortunate to be a part of SagePoint Financial’s Million Dollar Club and Champions Circle.”

    Ng founded his firm after realizing the need for an organized, comprehensive approach to helping individuals attain their financial goals. For the last 19 years he successfully assisted clients prepare for successful financial futures. He is a Chartered Life Underwriter, Chartered Financial Consultant and a Certified Estate Planner. Ng is also an Investment Advisor Representative with SagePoint Financial, Inc. For more information about Ng or his company, visit http://www.stephenngfg.com.

    Ng founded his firm after realizing the need for an organized, comprehensive approach to helping individuals attain their financial goals. For the last 23 years he successfully assisted clients prepare for successful financial futures. He is a Chartered Life Underwriter, Chartered Financial Consultant and a Certified Estate Planner. Ng is also an Investment Advisor Representative with SagePoint Financial, Inc.

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    SagePoint Financial, Inc., member FINRA/SIPC, is one of the nation’s largest broker-dealers with over $25 billion in total account assets and nearly 1,800 affiliated independent financial advisors. Headquartered in Phoenix, SagePoint supports fee-based financial advisors with one of the most robust technology platforms and largest advisory services teams in the industry. For more information, visit http://www.SagePointFinancial.com. Stephen Ng Financial Group is not affiliated with SagePoint Financial, Inc.

    These awards are based upon sales generated by the recipient and is not based upon performance or returns experienced by any client or opinions of the advisor’s clients or former clients. Recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results.

Stephen Ng Inducted Into “Champion’s Circle” SagePoint’s Tier of Top Producing Advisors (2010)

  • Phoenix, AZ – Stephen Ng, Investment Advisor Representative has been inducted into SagePoint Financial’s Champion’s Circle for 2010, which signifies successfully landing a spot on the list of SagePoint’s top 25 advisors. As a result, Stephen Ng will be recognized for this achievement at SagePoint’s National Education Conference in Orlando and at the annual Leader’s Summit in Playa del Carmen, Mexico, which is a special business leaders meeting where advisors can network with other top producers.

    SagePoint Financial Inc., member FINRA/SIPC, headquartered in Phoenix, Arizona, offers investment and insurance products to consumers through a network of approximately 2,000 registered representatives throughout the United States.

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    For more information about Stephen Ng or about SagePoint Financial, Inc. contact Stephen Ng, Investment advisor representative at 51 JFK Parkway, Suite 245, Short Hills, NJ 07078 Tel:(973)218-9600. Disclosure of criteria: Qualifications for the Champion’s Circle are solely based upon sales generated by advisors and ranked against the complete advisor population at the broker-dealer. No other factors are included for qualification. Clients and prospective clients should note this ranking is not correlated to portfolio performance and does not guarantee future performance.

2008 AGSI Study Group Press Release

  • Houston, TX: It is with great enthusiasm and pleasure that American General Securities Incorporated (AGSI), announces that Stephen Ng has fulfilled the requirements to participate in the annual AGSI Study Group Meeting held April 28-30, 2008 in Phoenix, AZ. Each year, AGSI extends an invitation to 30 top investment professionals, as determined by production, who have exhibited dedication to their clients, unyielding focus on service, and pursuit of accelerated knowledge throughout the year. This year, Stephen Ng accomplished all the pre-requisites to be recognized as an exceptional financial professional within his marketplace. This level of recognition is limited to the 30 professionals of the more than 800 professionals associated with AGSI.

    At the 2008 AGSI Study Group meeting, Mr. Stephen Ng, a Registered Representative of AGSI and based in Short Hills, NJ, was honored as this year’s Top Producer amongst the attendees. Mr. Ng’s business production over the past year earned him the top honor amongst his peers.

    The Study Group Meeting is organized to provide two days of group discussion regarding client service, investment products, and technology. This year’s Study Group Meeting will be held in Phoenix, Arizona.

    AGSI thanks and recognizes Stephen Ng for his relentless pursuit of excellence in every interaction with his clients. AGSI is proud of this year’s recipients and truly believe that they have differentiated themselves within our industry.

2005 AGSI Spectrum Press Release

  • Houston, TX.: It is with great enthusiasm and pleasure that American General Securities Incorporated (AGSI), member FINRA/SIPC, a registered broker / dealer based at 2727 Allen Parkway, Suite 290, Houston, Texas 77019, announces that Mr. Stephen Ng accomplished all of the pre-requisites to be recognized as an exceptional financial professional within his/her marketplace at our annual AGSI Spectrum Conference in October, 2005. This level of recognition is limited to the 100 highest production professionals of the more than 1300 professionals associated with AGSI. At the Spectrum Conference, AGSI further recognizes the attendees for their dedication to clients, unyielding focus on service, and pursuit of accelerated knowledge throughout the year.

    At the 2005 AGSI Spectrum Conference, Mr. Stephen Ng, a Registered Representative of AGSI and based in Staten Island, NY, will be honored as this year’s Top Producer amongst the attendees. Mr. Ng’s business production over the past year earned him the top honor amongst his peers.

    The Spectrum Conference is organized to provide three days of group discussion regarding client service, investment products, and technology. This year’s Spectrum Conference will be held in Arizona.

    AGSI thanks and recognizes Mr. Stephen Ng for his relentless pursuit of excellence in every interaction with his clients. AGSI is proud of this year’s recipients and truly believes that they have differentiated themselves within our industry.

2004 American General Securities Incorporated Study Group Attendees Press Release

  • Houston, TX.: It is with great enthusiasm and pleasure that American General Securities Incorporated (AGSI), a registered broker / dealer based in Houston, Texas, announce that Stephen Ng fulfilled the requirements to attend and participate in our annual AGSI Study Group Conference held during the summer of 2004. Each year, AGSI recognizes its highest quality financial professionals for their dedication to their clients, unyielding focus on service, and pursuit of accelerated knowledge throughout the year. In 2004, Stephen Ng accomplished all the pre-requisites to be recognized as an exceptional financial professional within his marketplace and a top Investment Advisor Representative with AGSI. This level of recognition is limited to the 25 highest quality professionals of the more than 2000 licensed professionals associated with AGSI.

    The Study Group event is designed to provide three days of interactive dialogue amongst the most successful investment professionals with AGSI. Time is allotted for discussion concerning client service, investment products, and technology. This year’s Study Group Conference was held in Northern Florida.

    AGSI thanks and recognizes Stephen Ng for his relentless pursuit of excellence in every interaction with his clients. AGSI is proud of this year’s recipients and truly believe that they have differentiated themselves within our industry.

2003 American General Securities Inc. Press Release

  • Houston, TX.: It is with great enthusiasm and pleasure that American General Securities Incorporated (AGSI), a registered broker / dealer based in Houston, Texas, announce that Stephen Ng fulfilled the requirements to attend and participate in our annual AGSI Study Group Conference recently held during the summer of 2003. Each year, AGSI recognizes its highest quality financial professionals for their dedication to their clients, unyielding focus on service, and pursuit of accelerated knowledge throughout the year. This year, Stephen Ng accomplished all the pre-requisites to be recognized as an exceptional financial professional within his marketplace. This level of recognition is limited to the 25 highest quality professionals of the more than 2000 professionals associated with AGSI.

    The Study Group event is designed to provide three days of interactive dialogue amongst the most successful investment professionals with AGSI. Time is allotted for discussion concerning client service, investment products, and technology. This year's Study Group Conference was held in June in Southern Florida.

    AGSI thanks and recognizes Stephen Ng for his relentless pursuit of excellence in every interaction with his clients. AGSI is proud of this year’s recipients and truly believe that they have differentiated themselves within our industry.


IMPORTANT DISCLOSURES CONCERNING THE ABOVE PRESS RELEASES:

  1. AGSI was Mr. Ng's former broker-dealer and Mr. Ng is currently affiliated with SagePoint Financial, Inc.
  2. The top producer rannking achieved at AGSI is not applicable at SagePoint Financial, Inc.
  3. The level of production achieved in prior years is solely based upon sales and should not be misconstrued as investment erformance experienced by any of Mr. Ng's clients or as to expected future investment performance.
  4. No client opinions were solicited by AGSI when selecting Mr. Ng for the Study Group Meeting.

Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation.