Employee's Retirement 401(k) / 403(b) Services
Statement of Values
401(k) / 403(b) Services
- Independent Financial Advisor, we work with many different 401(k) / 403(b) plan providers
- Provide independent Benchmarking and find the plan that fits your companies needs
- Customized plan as an incentive for your management team
- Find the most competitive, cost efficient retirement plan for your employees under 408(b)(2)
- Oversee the education and enrollment process with the latest in technology
- Help you to be 3(16) complaint
Employees Education & Communications
- A Financial workshop to educate your employees on financial matters
- Monthly e-newsletter
- Quarterly Newsletter and special reports on most current planning options and strategies
- Special Annual/Semi Annual Review - meet in person to update your investment portfolio
Investment Choices
- Investments Advisor Representative helps you select a diverse set of investments
- Put you on track with your Investment Policy Statement
- Fiduciary responsibility, we share in this responsibility as a 3(21) & 3(38) fiduciaries
- Help you review your top 20 fiduciary responsibilities as a plan sponsor
- Help you to be 404(c) complaint
Client Services
- Register and review plan with new employees
- Retirement planning with employees as they retire
- Answer questions directly and advise investments with your employees
- At year-end, we can help you conduct a comprehensive annual plan review to evaluate your plans performance and overall success for the year
